Regulatory Policy Officer Jobs in Sydney

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Risk and Compliance Manager  

Morgan McKinley - Sydney, Australia

Responsibilities: Lead and manage the entire risk and compliance function, serving as the subject matter expert for industry legislation and requirements, while also acting as the primary contact for regulators... Competitive

from: efinancialcareers.com.au (+1 source) - 22 days ago

KYC Onboarding Analyst  

Susquehanna International Group - Sydney, Australia (+1 location)

Automation & Process Improvement : Contribute to automation and workflow enhancement projects to streamline KYC operations and reduce manual touchpoints Trend Monitoring : Keep abreast of the latest developments... Competitive

from: efinancialcareers.com.au (+1 source) - 12 days ago

Corporate Governance and Reporting Officer  

Hudson - Sydney CBD, NSW, AU

Reporting to the Manager, Corporate Governance and Risk you will support the development and delivery of internal frameworks, policies and reporting processes. You’ll also assist with risk management,...

from: careerone.com.au - More than 30 days ago

Compliance and Risk Officer  

Dimensional Fund Advisors, L.P. - Sydney, Australia

Compliance teams coordinate the establishment and monitoring of processes and controls for compliance with applicable laws, rules, and regulatory standards; internal and client-directed guidelines; and... Competitive

from: efinancialcareers.com.au - 24 days ago

KYC Onboarding - Institutional Trading Counterparties  

Anton Murray Consulting - 2000 Sydney, NSW, AU

This is a great opportunity for an individual with a keen interest in the financial markets to gain exposure within a true trading environment, within a growing region and build out a newly created team...

from: careerone.com.au - 17 days ago

Operational Risk & Compliance Manager  

Bank of Sydney - 2000 Sydney, NSW, AU

You will be responsible for building and promoting a strong risk culture according to the Bank’s operational risk and compliance frameworks. You will be providing timely and relevant advice to a wide range...

from: careerone.com.au - 16 days ago

Compliance Officer Sydney, Australia  

IMC Financial Markets - 2000 Sydney, NSW, AU

Interpreting legislation and other regulatory instruments to provide guidance to core business and control teams, particularly on exchange rules, licensing requirements, trading controls, and the practical...

from: careerone.com.au - More than 30 days ago

KYC Onboarding Analyst  

Sig Susquehanna - 2000 Sydney, NSW, AU

Susquehanna is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. Our rigorous and analytical approach to decision making has...

from: careerone.com.au - More than 30 days ago


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