Investment Compliance Analyst
View Job- Company Ambition - View more jobs
- LocationSydney CBD, NSW, AU
- Job TypePermanent
The Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service meetings and reviews. Additionally, the analyst will assist clients with related monitoring activities such as Substantial Shareholder, Exposure, and derivatives monitoring. […]
Deliver investment compliance monitoring services.
Act as a contact point for client and investment...
6 days ago from: careerone.com.au
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