Regulatory Compliance Jobs in Potts Point

TOM Australia - 2000 Sydney, NSW, AU

The Senior Manager ensures that risk management frameworks and strategies are effectively integrated into business operations, strengthening the organisation's control environment, improving its risk position...

from: careerone.com.au - More than 30 days ago

Platinum Pacific Partners - 2000 Sydney, NSW, AU

This is an ideal role for a detail-oriented compliance professional looking to make an impact in a dynamic and high-performing investment environment. Ability to interpret regulation and legislation and...

from: careerone.com.au - More than 30 days ago

WiseTech Global - 2000 Sydney, NSW, AU

From time to time, WiseTech Global may use external service providers to assist us with assessing applications, including background checks, on our behalf. Accordingly, by applying for this role and providing...

from: careerone.com.au - More than 30 days ago

Link Group - 2000 Sydney, NSW, AU

Enhance the existing Risk and Control Self-Assessment (RCSA) process, including updating policies, playbooks, assets, and training programs. Develop playbooks, Standard Operating Procedures (SoPs), process...

from: careerone.com.au - More than 30 days ago

Anton Murray Consulting - 2000 Sydney, NSW, AU

Responsible for providing information to external Auditors for AFSL, Financial Statements and ASIC Deed Poll Audits. Educate staff and management across the business in relation to sound risk management...

from: careerone.com.au - More than 30 days ago

Anton Murray Consulting - 2000 Sydney, NSW, AU

An understanding of the investment and trading process for ETFs from the point of purchase of the ETF to the allocation and management of the assets on an ongoing basis. Assist with regular fund reporting...

from: careerone.com.au - More than 30 days ago

Anton Murray Consulting - 2000 Sydney, NSW, AU

Responsible for providing information to external Auditors for AFSL, Financial Statements and ASIC Deed Poll Audits. Educate staff and management across the business in relation to sound risk management...

from: careerone.com.au - More than 30 days ago

Anton Murray Consulting - 2000 Sydney, NSW, AU

3-6 years plus relevant working experience in the financial services industry, ideally with previous experience in Compliance or Risk within a private bank or onboarding/periodic review in a top-tier bank...

from: careerone.com.au - More than 30 days ago

Chandler Macleod - 2000 Sydney, NSW, AU

Make outbound collection calls to business customers with overdue accounts Maintain a high level of customer service while achieving recovery targets Confident communication and negotiation skills, particularly...

from: careerone.com.au - More than 30 days ago

Anton Murray Consulting - 2000 Sydney, NSW, AU

Provide support in executing and monitoring of key programs such as the Risk and Control Self-Assessment (RCSA); Audit Remediation, Operational Resiliency, Incident Management, information security and...

from: careerone.com.au - More than 30 days ago