Regulatory Compliance Jobs in Potts Point

Macquarie - 2000 Sydney, NSW, AU

3+ years of experience in Risk, Compliance and/Regulatory roles, with a strong understanding of Australian privacy regulation, the regulatory frameworks and principles applicable to retail financial services...

from: careerone.com.au - More than 30 days ago

LGT Crestone - 2000 Sydney, NSW, AU

Providing front line support to Advisers, Associate Advisers and Associates, Heads of Advisory, Front Office Risk Manager(s), and Regional Managers for Advisory Performance to monitor and manage their...

from: careerone.com.au - More than 30 days ago

CEVA - 2000 Sydney, NSW, AU

In addition to a challenging and rewarding work environment and competitive compensation, we are proud to offer a range of employee benefits designed to support your wellbeing, and help you thrive at work...

from: careerone.com.au - More than 30 days ago

TOM Australia - 2000 Sydney, NSW, AU

Risk Management: Support the 1LOD in assessing and mitigating risks related to data and privacy obligations and support the ongoing implementation of the Privacy Risk Management Policy. Also provide assistance...

from: careerone.com.au - More than 30 days ago

Tal Services Limited - 2000 Sydney, NSW, AU

This is a 12-month contract role in which your primary responsibilities will include executing the Annual Risk and Control Self-Assessment, implementing the Control Assurance Plan, and managing the Incident...

from: careerone.com.au - More than 30 days ago

Macquarie - 2000 Sydney, NSW, AU

At Macquarie, you’re empowered to shape a career that’s rewarding in all the ways that matter most to you. Macquarie employees can access a wide range of benefits which, depending on employment type, include...

from: careerone.com.au - More than 30 days ago

TOM Australia - 2000 Sydney, NSW, AU

The Senior Manager ensures that risk management frameworks and strategies are effectively integrated into business operations, strengthening the organisation's control environment, improving its risk position...

from: careerone.com.au - More than 30 days ago

Platinum Pacific Partners - 2000 Sydney, NSW, AU

This is an ideal role for a detail-oriented compliance professional looking to make an impact in a dynamic and high-performing investment environment. Ability to interpret regulation and legislation and...

from: careerone.com.au - More than 30 days ago

WiseTech Global - 2000 Sydney, NSW, AU

From time to time, WiseTech Global may use external service providers to assist us with assessing applications, including background checks, on our behalf. Accordingly, by applying for this role and providing...

from: careerone.com.au - More than 30 days ago

Link Group - 2000 Sydney, NSW, AU

Enhance the existing Risk and Control Self-Assessment (RCSA) process, including updating policies, playbooks, assets, and training programs. Develop playbooks, Standard Operating Procedures (SoPs), process...

from: careerone.com.au - More than 30 days ago