23 Regulatory Compliance Officer Jobs in St Leonards - page 3
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Compliance Officer Sydney, Australia IMC Financial Markets - 2000 Sydney, NSW, AU Interpreting legislation and other regulatory instruments to provide guidance to core business and control teams, particularly on exchange rules, licensing requirements, trading controls, and the practical... More than 30 days ago
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Manager - IT Risk and Compliance COLONIAL FIRST STATE - 2000 Sydney, NSW, AU Gathering and analyzing risk data (including KRIs, controls testing results, risk matters including breaches and audit findings) to identify, process and communicate actionable insights to Technology leadership... More than 30 days ago
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KYC Onboarding Analyst Sig Susquehanna - 2000 Sydney, NSW, AU Susquehanna is a global quantitative trading firm founded by a group of friends who share a passion for game theory and probabilistic thinking. Our rigorous and analytical approach to decision making has... More than 30 days ago
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