Our client is a global financial services firm with an extensive presence in the Australian market.
Sitting within the Wealth Management business on an initial contract, this role’s primary function is to implement and monitor the firm’s branch supervisory manual and support the business in operating within specific risk appetite levels. […]
Responsible for providing guidance to advisers relating to their regulatory and risk obligations as well as proactively managing the firm’s advice/suitability framework to ensure compliance at all times.
Responsible for preparing Key Risk Indicator reporting...